Abstract
Cerebrovascular disease is the third leading cause of mortality and the leading cause of long-term neurological disability in the United States. Most strokes are of ischemic origin and, other than cardioembolic or small vessel strokes, are caused by the development of platelet-fibrin thrombi on an atherosclerotic plaque. This underlying disease mechanism shares important features with coronary artery disease and peripheral artery disease, highlighting the systemic nature of atherothrombosis and the elevated cross risk in stroke patients for ischemic events in other vascular beds. It has been estimated that up to 80% of ischemic strokes could be prevented with application of currently available treatments for blood pressure, cholesterol, and antithrombotic therapies. Stroke is not, like cancer, waiting for a scientific breakthrough; stroke preventive treatments are well understood and widely available. It is only the application of these treatments to patients, many of whom do not visit physicians, that is lacking. Clearly, better education of the public and active participation of primary care physicians is essential to get the message out to all those at risk.
Current treatment strategies for ischemic stroke center around the management of modifiable risk factors through a combination of lifestyle modifications, including diet, exercise, smoking cessation, carotid artery surgery in high-risk patients, and pharmacologic treatment with antihypertensive, antihyperlipidemic, anticoagulant, and/or antiplatelet agents. Anticoagulation is indicated definitely only for patients with atrial fibrillation, less definitely in a few other conditions. Antiplatelet therapies that have shown the most promise in secondary stroke prevention include aspirin, clopidogrel, and low-dose aspirin plus extended-release dipyridamole. Given the ongoing risk of secondary atherothrombotic events in stroke survivors, the continuum of care from hospital discharge to the primary care setting must ensure that secondary prevention measures are initiated early and maintained long-term.
Cerebrovascular disease is the third leading cause of death in the United States, accounting for over 163,000 deaths in 2001.1 Of those who survive, 40% recover with moderate to severe neurological impairment; 25% recover with minor impairment, and only 10% achieve complete recovery.2 Stroke is the leading cause of neurological disability in adults.
Approximately 85% of strokes are ischemic in origin.2 Atherothrombosis, which can be defined as the formation of an arterial thrombus on a background of atherosclerosis, is regarded as the mechanism underlying progression of atherosclerotic disease to an acute ischemic event. The underlying pathophysiology of atherothrombosis is common to coronary artery disease (CAD), peripheral artery disease (PAD), and cerebral ischemic stroke/transient ischemic attack (TIA), at least those TIAs and strokes secondary to large vessel atherothrombosis. In stroke, carotid plaques are the cause of large vessel strokes, and both plaque rupture and inflammation are important causative factors.3). Compared with CAD, stroke is characterized by a diversity of pathophysiologies that have no corresponding type in CAD, eg, lacunar stroke.
Stroke survivors are at increased risk of recurrent stroke2 and other ischemic events. In a retrospective study of 1631 stroke survivors, the cumulative incidence of secondary stroke, acute myocardial infarction (MI), and vascular deaths increased over time: 4.2%, 6.5%, 9.8%, and 11.8%, at 0.5, 1, 2, and 3 years, respectively.4 There is evidence from major clinical trials5,6 that recurrent stroke is the most likely next event after an initial stroke. Stroke is also associated with substantial long-term mortality: 10-year mortality was reported to be 79%, with the main causes of death being sequelae of the initial stroke (27%) and cardiovascular disease (26%).7 Patients presenting with ischemic stroke in this study were twice as likely to die from cardiovascular disease as from recurrent stroke, suggesting that coronary death is increasingly important in the longer term.
Stroke should be considered an eminently preventable disease, in terms of the known risk factors. Gorelick and colleagues8 estimated that up to 80% of strokes could be prevented with currently available treatments such as antihypertensive, lipid-lowering, and antithrombotic therapy. Given the risk of secondary atherothrombotic events and associated mortality, it is critically important that stroke survivors be maintained on long-term treatment. The transition to primary care after hospitalization should be managed carefully to ensure continuity of care, and effective communication between the neurologist and primary care physician is paramount. Unfortunately, a substantial proportion of patients are discharged without appropriate antiplatelet or anticoagulant therapy: a recent study showed that >40% of patients hospitalized with TIA or stroke were discharged without antithrombotic therapy.9 In a review of stroke prevention, Holloway and colleagues10 estimated 53% to 80% adherence to discharge of stroke patients on antithrombotic therapy, 27% to 44% on antihypertensive therapy, and 67% with documented smoking cessation counseling. In the 4 intial Coverdell states’ reporting,11 89% of patients were discharged on antiplatelet therapy, but only 40% of atrial fibrillation patients were discharged on warfarin. Clearly, greater adherence to guidelines is needed. Hospital-based stroke prevention programs such as UCLA Medical Center’s Stroke PROTECT (Protecting Recurrence of Thromboembolic Events through Coordinated Treatment) program, which integrates secondary prevention measures into the standard stroke care provided during hospitalization, have proved effective at improving antithrombotic, angiotensin-converting enzyme (ACE) inhibitor, and 3-hydroxy-3-methylglutaryl coenzyme A (HMG-CoA) reductase inhibitor (“statin”) utilization rates at discharge.12 By facilitating the in-hospital initiation of secondary prevention measures, such programs should also improve long-term treatment rates and clinical outcomes. Overall, the utility of these programs highlights the importance of a systems approach to quality improvement, rather than an ad hoc approach to stroke prevention.
Another important aspect of preventive care is the adherence of stroke patients themselves to therapy. Some patients may be reluctant to continue on their treatment protocol long-term, especially those who lack insurance drug benefits. Primary care physicians are in a position to monitor and support such patients.
Cross-Risk Factors for Atherothrombotic Stroke
Because atherothrombosis is the underlying mechanism common to CAD, PAD, and cerebral ischemic stroke/TIA, it is not surprising that there is a degree of cross-risk between these conditions (Figure 1). For example, a 10-year prospective study found that patients with large-vessel PAD were at 3.1-fold greater risk of all-cause mortality, 5.9-fold greater risk of cardiovascular mortality, and 6.6-fold greater risk of coronary heart disease than subjects without evidence of the disease.13
Studies in patients with ischemic stroke have also highlighted the coexistence of symptomatic atherothrombotic conditions. It is estimated that 20% to 40% of stroke patients may have abnormal tests for silent myocardial ischemia, and that 25% to 60% of patients with carotid disease and no overt CAD have abnormal tests for myocardial ischemia or angiographic evidence of severe CAD.14 A study in geriatric patients with ischemic stroke showed that CAD was also present in 56% of patients and PAD was present in 28%; conversely, stroke was present in 32% of CAD and 42% of PAD cases.15 In addition, the occurrence of a TIA has been identified as a risk factor for other ischemic events, as indicated by the high incidence (25%) of recurrent TIA, stroke, vascular hospitalization, or death in the 90-day period after a TIA.16 Immediate evaluation of TIA patients is crucial, with evaluation of risk factors and exploration of the mechanism of the TIA so that preventive treatments can be started immediately.
Pathophysiology of Stroke
Atherosclerosis is characterized by the accumulation of lipids, cellular waste products, calcium, and other substances in the inner arterial lining. Plaque formation occurs by the passive diffusion of lipid (low density lipoprotein [LDL]) into the subendothelial space. Only rarely do patients have an effective barrier at the endothelial cell to the passage of lipid. As lipid accumulates, plaques can become unstable when their caps are thinned, leading to rupture at the plaque shoulders. When atherosclerotic plaques rupture, a thrombus forms, which can interrupt blood flow or break off and embolize to another part of the body. Recent evidence affirms the mechanism of platelet activation to atherogenesis and the crucial role of this process in the pathogenesis of atherothrombotic stroke. Inflammation in plaques also plays an important role, and C-reactive protein seems to be an independent risk factor for stroke.17,18 When the atherosclerotic plaque is disrupted, platelets adhere to the damaged endothelium and undergo activation and aggregation into a platelet-rich thrombus. Increased levels of surrogate platelet activation markers are present after ischemic stroke, indicating increased platelet reactivity.19 Although the platelet plays a role in the occlusive event over an activated plaque, artery-to-artery embolism is more often the causative event in stroke, rather than local occlusion.
The potential for synergy among antiplatelet agents that target different pathways of platelet aggregation has led to combinations of different antiplatelet agents being investigated for secondary stroke prevention, eg, extended-release (ER)-dipyridamole + aspirin and clopidogrel + aspirin, as described later.
Primary Prevention of Ischemic Stroke
Prophylactic strategies for ischemic stroke center largely on the management of modifiable risk factors (Table 1). Guidelines recommend that patients adopt healthy lifestyle habits such as avoidance of tobacco (including passive smoking), healthy eating patterns (including consumption of fruits, vegetables, low-fat dairy products, and lean meat), regular appropriate exercise, and minimization of alcohol intake.20 Carotid endarterectomy or carotid stenting may be considered for patients with carotid stenosis, at high risk of stroke.21
At-risk patients can be treated with ensembles of therapies or pharmacotherapy that may include antihypertensive agents, statins, and antithrombotic therapies. Patients with atrial fibrillation benefit from anticoagulation. In primary prevention in men, aspirin prevents MI but not stroke22 (American Physicians Heart study), but in women, there seems to be a reduced risk of stroke as well in both middle aged and elderly subjects.23 Use of aspirin for primary prevention in middle aged and elderly people, especially those with cardiovascular risk factors, is a consistent recommendation (“A” recommendation by the Strength of Recommendation Taxonomy [SORT] criteria24), as long as both heart attack and stroke are considered as the endpoint.
A full account of effective approaches for the primary prevention of stroke is provided by various recent reviews25,26 and consensus/scientific statements.20,25,28
Role of Long-Term Therapy for Secondary Prevention of Ischemic Stroke
Many of the recommended strategies for the primary prevention of ischemic stroke also apply to the secondary prevention of stroke, although antiplatelet therapy is more prominent in the latter setting. Treatment of risk factors such as hypertension, hyperlipidemia, atrial fibrillation and carotid stenosis are important in secondary stroke prevention.26–28,30 Smoking cessation is almost certainly of benefit, although this has not been proved by prospective clinical trials.
Updated 2004 guidelines for the management of stroke were published by the National Stroke Association (NSA)29 and the American College of Chest Physicians (ACCP).28 The NSA rated treatments as “appropriate,” “uncertain,” or “inappropriate.” The ACCP rated treatments based on the strength of recommendation (grade 1 is the strongest) and the level of evidence (eg, ranging from grade A [consistent results from randomized clinical trials] to grade C [evidence from observational studies]). Where available, we have included the NSA and ACCP recommendations, as well as the SORT criteria,24 familiar to readers of the Journal of the American Board of Family Practice.
Antihypertensive Therapy
Antihypertensive therapy is effective in reducing the risk of recurrent stroke31; information on the use of specific antihypertensive agents is provided by the seventh report of the Joint National Committee (JNC7) guidelines.32 In the PROGRESS study,33 active treatment with perindopril, with or without the diuretic indapamide, reduced the risk of recurrent stroke by 28%. The ACCESS study showed that, compared with placebo, early treatment with candesartan within 24 hours of stroke was associated with fewer vascular events after 1 year (9.8% vs 18.7%) and lower cumulative 12-month mortality (2.9% vs 7.2%).34 These results suggest that the risk of inducing neurological worsening by acute lowering of blood pressure may be overestimated, although very cautious introduction of an antihypertensive agent, in this case candesartan at a low dose of 4 mg daily, is the most aggressive acute therapy recommended at present. Careful identification of hypertensive patients with stroke and TIA, with initiation of single or combination therapy, is essential for secondary stroke prevention.
Considerable controversy has surrounded the choice of specific antihypertensive agents for stroke prevention. The PROGRESS33 and ACCESS34 trials suggest that ACE inhibitors or angiotensin II receptor blockers (ARBs) may be especially effective in secondary stroke prevention. The HOPE trial35 also confirmed a benefit of the ACE inhibitor ramipril in preventing strokes, along with myocardial infarction and cardiac death, in patients more than age 55 with additional vascular risk factors. The LIFE36 trial suggested that an ARB (losartan) was superior to a β-blocker (atenolol) for prevention of stroke. On the other hand, the ALLHAT trial,37 a primary trial of antihypertensive therapies, found little difference among the ACE inhibitor, diuretic, and calcium channel arms, and the diuretic had a small advantage overall. There has been increasing evidence that ACE inhibitors alone are not effective treatments in African American patients.38 The VALUE study39 also showed relative equivalence of a calcium channel blocker, amlodipine, versus an ARB, valsartan, in stroke prevention. A reasonable conclusion, as suggested by the JNC7 recommendations,32 is that blood pressure should be controlled in stroke patients, and an algorithm for specific agents is included. In our opinion, therapy should be initiated before discharge from the hospital after a stroke to maximize compliance. The target blood pressure should be below the JNC7 cutoff of 140 mm Hg systolic and 90 mm Hg diastolic.
The NSA rates treatment with most antihypertensive agents as appropriate; the use of calcium channel blocker alone or with diuretic, or diuretic plus β-blocker, is rated as uncertain.29 Clearly, treatment of hypertension in stroke patients merits an “A” rating by the SORT criteria.24
Statin Treatment
According to the Stroke Council, the vast majority of patients with previous ischemic stroke or TIA are likely to benefit from statin use.40 In the subgroup of patients enrolled in the Heart Protection Study41 who had cerebrovascular disease but no CAD at study entry, the risk of major vascular events (coronary events, stroke, or revascularization) was reduced by 23% with 40 mg of simvastatin compared with placebo; there was no reduction in second strokes as a single endpoint. The mean duration of follow-up for this subgroup of patients was 4.8 years. The age of the patient and the level of the LDL cholesterol did not influence the results. Based on results of the Heart Protection Study,42 the FDA approved simvastatin at a dose of 40 mg daily for secondary prevention in patients with stroke or TIA. The ongoing SPARCL (Stroke Prevention with Aggressive Reduction in Cholesterol Levels) study will indicate whether all patients with TIA or stroke, in the absence of coronary or peripheral vascular disease, should be placed on statin therapy with atorvastatin.43 Statin therapy for stroke has not been taken up in guidelines concerning hyperlipidemia, but the evidence is sufficient, in our opinion, to warrant an “A” recommendation by the SORT criteria.24
Anticoagulant Treatment
Warfarin is effective in the primary prevention of thromboembolic stroke in patients with atrial fibrillation, as evidenced by a meta-analysis showing that warfarin consistently decreased the risk of stroke by 68%.44 Furthermore, in a study investigating secondary prevention of stroke in patients with nonrheumatic atrial fibrillation and recent TIA or minor stroke, warfarin was more effective than aspirin, with 90 versus 40 vascular events (mainly stroke) being prevented each year for every 1000 patients.44 No other antithrombotic agents or combinations besides warfarin and aspirin have been studied in this population, although the ACTIVE (atrial fibrillation clopidogrel trial with irbesartan for the prevention of vascular events) trial, comparing aspirin + clopidogrel to warfarin, is ongoing. Recently, the study arm comparing aspirin plus clopidogrel versus warfarin was stopped because of excess strokes in the antiplatelet group. An experimental thrombin inhibitor, ximelagatran, has been tested in atrial fibrillation with results comparable with warfarin,46,47 but the FDA has denied approval of this agent based on safety risks.
Results from warfarin studies in cohorts other than atrial fibrillation patients have not demonstrated similar efficacy. For example, a study of warfarin versus aspirin for prevention of recurrent cerebral ischemia of presumed noncardiac origin was terminated because of a high rate of major bleeding complications with warfarin.48 The WARSS (warfarin–aspirin recurrent stroke study) trial49 reported no significant difference in efficacy between warfarin and aspirin for the prevention of recurrent ischemic stroke in patients with prior noncardioembolic ischemic stroke; there was a greater (nonsignificant) benefit of aspirin over warfarin in males versus females. In a prospective cohort study within the WARSS trial, there was no correlation between risk for a subsequent vascular occlusive event and antiphospholipid antibodies.50 The same was true in a substudy involving patients with patent foramen ovale.51
Warfarin has also not proved superior to aspirin in secondary prevention of stroke in patients with intracranial artery stenosis. Results from the WASID study showed no efficacy difference between warfarin and aspirin, but the warfarin group suffered more bleeding complications and greater overall mortality.52 In addition, a study comparing these agents in stroke patients with valvular strands did not reveal an advantage for warfarin.53
Warfarin is used by consensus only in patients with atrial fibrillation or a similar, definite cardiac source of embolus (prosthetic heart valve, MI with mural thrombus, cardiomyopathy or low ejection fraction congestive heart failure, and even the low ejection fraction indication is being studied. Warfarin has also been used by some stroke experts in 3 other situations: (1) cerebral venous sinus thrombosis; (2) acute extracranial internal carotid or vertebral artery dissections; and hypercoagulation states. Use of warfarin in venous sinus thrombosis is supported by small clinical trials and by anecdotal series, but most neurologists recommend this therapy. With regard to dissections of the carotid or vertebral arteries, there is very little clinical trial evidence, and this remains a matter of individual judgment. Routine anticoagulation for all stroke patients, or for treatment failures with antiplatelet therapy, does not seem warranted.
The NSA rates anticoagulation treatment for patients with atrial fibrillation as appropriate (those with low bleeding risk) and uncertain (those with high bleeding risk), and inappropriate for patients without atrial fibrillation.29 The ACCP recommends long-term anticoagulation therapy in patients with cardioembolic stroke and underlying atrial fibrillation (grade 1A) and only in noncardioembolic stroke patients with well documented prothrombotic disorders (grade 2C).28 Our recommendations, according to the SORT criteria,24 would be an “A” rating for warfarin for atrial fibrillation, “B” for all other indications.
Antiplatelet Treatment
Antiplatelet therapy plays an important role in the long-term prevention of ischemic stroke and vascular events in patients who have experienced acute ischemic stroke or TIA.26,54,55 In a meta-analysis of 287 studies involving patients at high risk for vascular ischemic events, antiplatelet therapy reduced the risk of ischemic stroke by 30%.55 For patients who had experienced previous stroke or TIA, the incidence of nonfatal stroke recurrence was reduced from 10.8% to 8.3%, corresponding to 25 fewer strokes per 1000 patients treated.
The most commonly used antiplatelet therapies are aspirin, ER-dipyridamole + low-dose aspirin, and the ADP receptor antagonist clopidogrel.
Aspirin
Aspirin is well established as an effective antiplatelet agent.56 In a meta-analysis of trials of aspirin in the secondary prevention of cardiovascular and cerebrovascular events, aspirin reduced the number of strokes by 20%.56 However, aspirin therapy is not without controversy. Long-term treatment with aspirin has been associated with adverse bleeding effects (see Safety section). Lower doses of aspirin have been implemented to counteract this problem, but there remains uncertainty about whether such low doses are as effective as daily doses of ≥75 mg.55,56
Aspirin + ER-Dipyridamole
The ESPS2 (European Stroke Prevention Study 2) compared placebo, 25 mg of aspirin twice a day monotherapy, 200 mg of ER-dipyridamole twice a day monotherapy, and 25 mg of aspirin + 200 mg of ER-dipyridamole in the secondary prevention of stroke.6 The combination of aspirin + ER-dipyridamole was effective in reducing the risk of stroke recurrence. Compared with aspirin monotherapy, the combination therapy reduced stroke incidence by 23%. Neither aspirin monotherapy nor aspirin + ER-dipyridamole combination therapy significantly reduced the endpoints of stroke and death, or death alone, compared with placebo, but the combined endpoint of stroke, MI, and vascular death was significantly reduced. A recent report has found an even greater effect of aspirin + ER-dipyridamole in “high risk” patients.56,57 The greatest limiting factor in use of aspirin + ER-dipyridamole is the lack of published evidence for an effect in patients with coronary artery or peripheral vascular disease.
Clopidogrel
In the CAPRIE trial, long-term treatment (>1 to 3 years) with clopidogrel in patients with recent ischemic stroke, MI, or PAD (n = 19,185) was more effective than aspirin in reducing the combined risk of ischemic stroke, MI, or vascular death (relative risk reduction of 8.7%). For the subgroup of patients with ischemic stroke, the relative risk reduction was 7.3%, similar to the study population as a whole but not statistically significant for the subgroup.5
Post hoc analyses of this trial have shown that the benefits of clopidogrel over aspirin are amplified in certain high-risk populations. For example, in diabetic patients, the annual event rate for stroke, MI, vascular death, or rehospitalization for ischemia or bleeding was 17.7% for patients treated with aspirin, compared with 15.6% for those who received clopidogrel (relative risk reduction 11.9%).58 Similarly, in patients with prior coronary artery bypass surgery, the annual event rate of ischemic stroke, MI, vascular death, or rehospitalization for ischemia was 21.6% for aspirin and 15.2% for clopidogrel (relative risk reduction 29.3%).59
Another post hoc analysis of the CAPRIE study investigated a subgroup of patients with a history of >1 previous acute ischemic event (ischemic stroke or MI).60 Compared with the overall population, these patients had an increased risk for the endpoints studied (ischemic stroke, MI, or vascular death and ischemic stroke, MI, and rehospitalization for ischemia) (Figure 2). Over 3 years, the number needed to treat to prevent one ischemic stroke, MI, or vascular death was 91 for the overall CAPRIE study population, compared with only 29 for this subgroup. Interestingly, this number might reflect the average number of patients seen by a primary care physician daily.
Clopidogrel + Aspirin
The superiority of clopidogrel over aspirin found in previous studies provided the rationale for the MATCH study, which investigated whether the addition of aspirin to clopidogrel would confer additional benefit.61
This study involved patients who had experienced an ischemic stroke or TIA in the previous 3 months (mean 27 days) and had at least one other risk factor such as previous MI or stroke, angina, diabetes, or symptomatic PAD. The MATCH population included 68% diabetic patients, 54% lacunar strokes, and 10% strokes of unknown origin. Only 30% of the patients had large vessel atherosclerotic disease. The MATCH study compared 75 mg of clopidogrel once a day monotherapy with the combination of 75 mg of aspirin + 75 mg of clopidogrel once a day.
For the primary endpoint (ischemic stroke, MI, vascular death, or rehospitalization for an acute ischemic event), the addition of aspirin to clopidogrel did not provide any additional benefit (event rates were 16% for aspirin + clopidogrel and 17% for placebo + clopidogrel; relative risk reduction 6.4%, NS). Furthermore, the addition of aspirin to clopidogrel resulted in a significantly greater number of life-threatening and major bleeding events (see Safety section). For high-risk patients with lacunar stroke, clopidogrel monotherapy seems more advisable than combination aspirin and clopidogrel therapy. It is possible that combination therapy may still have advantages in some stroke patients, such as those with large vessel, atherothrombotic disease62 or intracranial stenosis, but specific research on these indications is lacking.
The CARESS study investigated short-term treatment with clopidogrel + aspirin (75 mg) for the reduction of silent cerebral microemboli in a small series of patients with symptomatic carotid stenosis (>50%) with TIA or stroke within the last 3 months.63 At day 7, there was a significant reduction in silent cerebral microemboli in favor of clopidogrel + aspirin versus aspirin alone (relative risk reduction 37.3%). Furthermore, there was no increase in bleeding events for clopidogrel + aspirin compared with aspirin alone.
Taken together, the results of the MATCH and CARESS studies suggest that, although combination therapy with clopidogrel + aspirin may ultimately be shown to provide benefit for some stroke patients, clopidogrel monotherapy is preferable for the general group of high-risk stroke patients. Moreover, the findings from CAPRIE indicate that the benefits of clopidogrel persist over the long-term (maximum follow-up period 3 years). The timing of clopidogrel + aspirin treatment onset may also be clinically relevant. Evidence from the CURE (clopidogrel in unstable angina to prevent recurrent events) trial,64 involving patients with non-ST-segment elevation acute coronary syndromes, showed that early treatment (within 24 hours of the index event) with clopidogrel + aspirin reduced the combined risk of cardiovascular death, nonfatal MI and stroke at day 30, compared with aspirin alone (relative risk 0.79; P = .003). Whether early clopidogrel + aspirin treatment is beneficial for some stroke patients is the subject of the FASTER trial (Table 2). This table also details several other studies involving clopidogrel combination therapies that are currently in progress.
For the secondary prevention of stroke, the NSA rates aspirin, aspirin + ER-dipyridamole, and clopidogrel as appropriate, and aspirin + clopidogrel as uncertain; for those patients taking aspirin at the time of their event, aspirin therapy is rated as uncertain, aspirin + ER-dipyridamole, clopidogrel and aspirin + clopidogrel as appropriate. For all patients, the NSA rates ticlopidine (another ADP receptor antagonist) as inappropriate.29 In patients who have experienced a noncardioembolic stroke/TIA, the ACCP recommends antiplatelet therapy with either 75 mg of clopidogrel daily, 50 to 325 mg of aspirin daily, or 25 mg of aspirin + 200 mg of ER-dipyridamole twice daily.28 The ACCP also suggests that both aspirin + ER dipyridamole (2A recommendation) and clopidogrel (2B recommendation) are superior to aspirin alone. By the SORT criteria,24 antiplatelet therapy is clearly recommended for secondary stroke prevention, using aspirin, aspirin + ER-dipyridamole, or clopidogrel.
Safety of Long-Term Antiplatelet Therapy
Aspirin ± Dipyridamole
Long-term aspirin treatment is associated with an increased risk of hemorrhagic stroke, major intracranial bleeds, and upper gastrointestinal bleeding.56 In a recent study involving almost 19,000 patients admitted to hospital with adverse drug reactions, aspirin was the most commonly implicated culprit: 18% of admissions because of an adverse drug reaction were attributed to aspirin; the majority of these patients were receiving low-dose aspirin (75 mg/day).65
Further evidence that low-dose aspirin does not eliminate the propensity for induced bleeding comes from the ESPS2 trial,6 which found that all-site bleeding and gastrointestinal bleeding were significantly more frequent in patients receiving aspirin monotherapy (50 mg/day) than in those receiving ER-dipyridamole (400 mg/day) or placebo. The combination of aspirin + ER-dipyridamole in this study was associated with a higher incidence of side effects such as headache (38% vs 33%; the withdrawal rates caused by this adverse event were 8.1% vs 1.9%) and gastrointestinal disorders (33% vs 30%). Life-threatening bleeding was insignificantly more common with aspirin + ER-dipyridamole, compared with aspirin alone (1.6% vs 1.2%).
Clopidogrel
Clopidogrel has a similar safety profile to aspirin in patients at risk of recurrent ischemic events, although it is associated with lower rates of gastric and central nervous system (CNS) adverse events, including gastrointestinal and intracranial hemorrhage (Table 3). This favorable tolerability of clopidogrel is demonstrated even when treatment is given for 1.5 to 3 years, as reported in the CAPRIE and MATCH studies. Cases of thrombotic thrombocytopenic purpura/hemolytic uremic syndrome (TTP/HUS) with clopidogrel use have been reported, but this association has been questioned as alternative causes cannot be excluded.66
Clopidogrel + Aspirin
In the MATCH study, adding aspirin to clopidogrel in high-risk patients with recent ischemic stroke or TIA resulted in significantly more life threatening (2.6% vs 1.3%) and major (2% vs 1%) bleeding complications; the rate of intracranial hemorrhage was doubled with clopidogrel + aspirin treatment (0.9% vs 0.4%).61 In the CURE64 trial of patients with acute coronary syndrome, the addition of clopidogrel to aspirin resulted in a 1% absolute, 34% relative increase in the risk of major bleeding (life threatening bleeding, substantially disabling bleeding, or bleeding necessitating transfusion of ≥2 units) over the (mean) 9-month treatment period, but there was no increase in life-threatening bleeding. The bleeding risk was largely dictated by the dose of aspirin: the incidence of major bleeding with high-dose aspirin (200 to 325 mg) alone (3.7%) was greater than that with the combination of low-dose aspirin (75 to 100 mg) + clopidogrel (3.0%), and combined acetylsalicylic acid (ASA) 200 to 325 mg + clopidogrel had a 4.9% bleeding risk.67 In patients with percutaneous stents, ASA, and clopidogrel in combination are the most effective treatment, and the bleeding risk of combination therapy over the 4-week recommended period is no greater than that of aspirin alone.68
Carotid Endarterectomy versus Angioplasty and Stenting
Three studies, all published in 1991, provided evidence of the beneficial effect of carotid endarterectomy in the prevention of cerebral ischemia in symptomatic carotid artery stenosis of greater than 70%.69–71 The efficacy of this procedure was subsequently demonstrated in patients with asymptomatic carotid artery stenosis,72 with greater benefit in men than women (reduction in 5-year event rate: 66% vs 17%; P = .10). Similar benefit was also seen in the recent Asymptomatic Carotid Surgery Trial73. In the NASCET trial,69 the risk of stroke in symptomatic patients was 26% over 2 years with aspirin, only 8% with surgery, an absolute risk reduction of approximately 9% per year. In asymptomatic patients, the risk was approximately 11% over a 5-year period in both the ACAS72 and ACST73 studies, or approximately 2% annually. The benefit of surgery is to reduce this risk to approximately 1% annually. The morbidity-mortality in the NASCET study was 5.5%; in ACAS, it was approximately 2.3%. Nonetheless, it can be readily seen that carotid endarterectomy in a symptomatic patient carries a benefit within a few months of surgery, with number needed to treat to prevent one stroke in ∼8; with asymptomatic carotid stenosis, the benefit takes 2 to 3 years to be appreciated, and the number needed to treat is ∼100.
The recent SAPPHIRE (stenting and angioplasty with protection in patients at high risk for endarterectomy) and ARCHeR (Acculink for revascularization of carotids in high-risk patients) studies have found carotid artery stenting to compare favorably with carotid endarterectomy in patients at high risk for surgical revascularization.74 Carotid stenting in conjunction with appropriate antiplatelet therapy offers a less invasive alternative to carotid endarterectomy for patients at high surgical risk and those ineligible for surgery. Preprocedural care includes dual clopidogrel/aspirin therapy, given 48 hours in advance of the procedure; postprocedural care includes dual clopidogrel/aspirin therapy for the first 4 weeks, followed by indefinite aspirin therapy. For patients with current indications for carotid endarterectomy, the CREST trial will compare this surgery against angioplasty and stenting. Carotid endarterectomy remains the standard treatment for these patients.
The NSA rates carotid endarterectomy as appropriate in patients with 50% to 99% stenosis and surgical risk ≤6%, and in patients with 70% to 99% stenosis with large ulcer and surgical risk >6%; carotid endarterectomy is rated as inappropriate or uncertain for all other stroke patients.29 The SORT criteria24 clearly warrant an “A” recommendation of carotid endarterectomy for symptomatic stenosis of ≥70%, whereas carotid endarterectomy for stenosis of <70% in a symptomatic patient or for >60% stenosis in an asymptomatic patient would receive a “B” rating. Stenting is also given a “B” rating, with the possible exception of the “high risk” patients studied in the SAPPHIRE study.74
Conclusions
Many evidence-based treatments are effective in preventing stroke. In primary prevention, smoking cessation, exercise, blood pressure management, and correction of hyperlipidemia with diet and use of HMG-CoA reductase inhibitors (statins) reduce the risk of stroke. Carotid endarterectomy in patients with high-grade, asymptomatic carotid stenosis prevents stroke, although the absolute risk reduction is small. Patients with atrial fibrillation benefit from warfarin therapy. Antiplatelet agents have shown limited evidence of primary stroke prevention, although the recent Women’s Health Initiative report23 did suggest a role for aspirin in stroke prevention in middle aged and elderly women.
In secondary stroke prevention, blood pressure and cholesterol management are critically important, and drug therapy, as well as assistance with smoking cessation, should be initiated before discharge from the hospital. Carotid surgery and anticoagulation for atrial fibrillation also have greater efficacy in patients who have already suffered TIA or stroke symptoms, compared with asymptomatic people. Antiplatelet therapy also has greater stroke preventive effect in secondary prevention. Because CAD, PAD, and many ischemic strokes share a common atherothrombotic mechanism, patients who have experienced atherothrombotic stroke are exposed to a cross-risk for events in other vascular beds, especially the coronary arteries. This cross-risk extends over the long term and heightens the need for effective long-term treatment for stroke patients. There is an additional need to reduce the risk of a recurrent event caused by the plaque responsible for the index event(s).
With regard to specific antiplatelet agents, aspirin, aspirin + ER-dipyridamole, and clopidogrel are all recommended for secondary stroke prevention. Aspirin + ER-dipyridamole has the most statistically potent data for stroke prevention but has not shown benefit in the cross-risks for CAD and PAD. It is therefore recommended most in patients without evidence of these generalized atherothrombotic conditions. Clopidogrel is more effective than aspirin in reducing the risk of recurrent ischemic stroke and other atherothrombotic events. Clopidogrel has a safety profile similar to aspirin, but is associated with fewer gastric and CNS adverse events, including gastrointestinal and intracranial hemorrhage. The combination of clopidogrel + aspirin has not been shown to be effective for the secondary prevention of ischemic stroke. Future studies, such as the SPS3 and CHARISMA trials, will provide additional information on the benefits of adding clopidogrel to aspirin in at-risk populations, including those with ischemic stroke. In addition, the ongoing PRoFESS trial will provide comparative efficacy information on clopidogrel versus ASA + ER-dipyridamole in secondary stroke prevention.
Notes
Funding: JB has received research grants from National Institutes of Health, Yamanouchi, Boehringer Ingelheim, Centocor, and Astra Zeneca and is on the speakers bureau for Sanofi/BMS. ASC has received research grants from Sanofi, Pfizer, and BMS, is a consultant to Pfizer, serves on the steering committee for SPARCL (Pfizer), and is on the speakers bureau for: BI, Sanofi/BMS, and Pfizer. HSK has received research grants from National Institutes of Health, Sanofi Synthelabo, Boehringer Ingelheim, Pfizer, ONO, Fujisawa, and Aventis, is a consultant to Sanofi Synthelabo-Bristol Myers Squibb partnership, Wyeth, Merck, Astra Zeneca, and Novartis, and is on the speakers bureau for Boehringer Ingelheim, Sanofi Synthelabo-BMS partnership, Wyeth, Astra Zeneca, Pfizer, Novartis, Janssen, and Forest.
Conflict of interest: none declared.
- Received for publication February 8, 2005.
- Revision received June 8, 2003.
- Accepted for publication June 21, 2005.