Abstract
Background: Venous thromboembolism (VTE) is a common medical problem seen in primary care settings. The most common long-term adverse sequelae are recurrent thromboembolism and incomplete resolution of the embolic material, which may result in pulmonary hypertension after pulmonary embolism and post-thrombotic changes in the leg after deep vein thrombosis. Although there are detailed guidelines for diagnosing and treating acute VTE, there are few focused articles that provide recommendations for primary care physicians (PCPs) about how to manage VTE patients after completion of the initial period of anticoagulation treatment.
Observations: In this article, we highlight several important clinical decisions that must be addressed after the first 3 months of anticoagulation treatment is complete, with a focus on particular management issues for PCPs.
Conclusions: The 2 most important decisions the PCP must make are to determine, first, if symptoms of acute VTE have indeed resolved, and second, if they have resolved, to assess the long-term risk of recurrent VTE versus the risk of potential bleeding and decide if anticoagulation should be stopped, or if indefinite anticoagulation treatment is indicated. Among higher-risk patients who may benefit from indefinite anticoagulation, the PCP should discuss both the risks and benefits of anticoagulation treatment, empowering the patient to actively participate in this important shared decision-making process.
- Anticoagulants
- Deep Vein Thrombosis
- Dyspnea
- Evidence-Based Medicine
- Primary Health Care
- Primary Care Physicians
- Pulmonary Embolism
- Pulmonary Hypertension
- Shared Decision-Making
- Venous Thromboembolism
Introduction
Venous thromboembolism (VTE), which includes deep vein thrombosis (DVT) and pulmonary embolism (PE), is a common medical condition that affects over a quarter of a million patients annually in the United States.1 For patients who survive an acute PE or DVT, the most common long-term adverse sequelae include recurrent DVT/PE and incomplete resolution of the embolic material,2,3 which may result in pulmonary hypertension after PE and post-thrombotic changes in the leg after DVT. Primary care physicians (PCPs) are often responsible for overseeing the outpatient care of these patients.4⇓–6 Although there are detailed guidelines for diagnosing and treating acute VTE, there are few focused articles or tools available that provide PCPs with the guidance needed to manage VTE patients when the initial period of anticoagulation treatment has been completed.4 Specifically, there are several important clinical decisions that must be addressed after the first 3 months of anticoagulation treatment is complete. In this article, we identify management issues that PCPs must address and recommend a checklist (Table 1) of the major decisions that need to be made at this important juncture of their treatment.
Clinical Presentation and Assessment
Essential Issues for Consideration
Essential Issue #1. Have the signs and symptoms of acute PE and DVT resolved?
Most patients who receive the recommended 3-month duration of anticoagulation7 will have complete resolution of clinical symptoms and physical findings (although radiologic findings may take longer to resolve). Successful recovery following PE should manifest as restoration of normal pulmonary hemodynamics, gas exchange, and exercise tolerance. Studies have shown that most patients who receive a PE diagnosis will have nearly complete resolution of their clot burden within 6 months of anticoagulation initiation.8,9 Nonetheless, persistent dyspnea is common, with more than half of patients with a prior PE reporting dyspnea approximately 3 years after diagnosis.10 Of those patients reporting chronic dyspnea, many indicated they have new or worsened dyspnea since the index PE.10,11 Patients with persistent dyspnea or exercise intolerance require further evaluation. Likewise, the clot burden in patients with DVT may also fail to resolve within 3 months, leading to the development of post-thrombotic symptoms or findings. Refer to Figure 1 if there are persisting symptoms of DVT or PE at the 3-month visit.
Persisting pulmonary symptoms
Failure of PE to fully lyse can lead to a range of symptoms, from mild ongoing dyspnea (due to increased dead space ventilation) to severe functional limitation as a result of chronic thromboembolic pulmonary hypertension (CTEPH). The recovery after PE exists on a spectrum. A majority of patients have pulmonary artery perfusion that returns to normal or near-normal after 3 to 6 months of adequate anticoagulation, whereas some patients have some chronic clot burden with persistent intravascular obstruction distal to the acute thrombus. Approximately 30% to 50% of patients have some degree of persistent perfusion abnormalities detected on a ventilation/perfusion lung scan (V/Q scan) after 3 months of treatment that may cause exercise limitation and dyspnea.12,13 In a minority of these patients with chronic clot burden, the resting pulmonary artery pressures are elevated above normal, leading to CTEPH. The estimated incidence of CTEPH is 4% of all patients diagnosed with acute PE.14 However, only 7% to 29% of all patients diagnosed with CTEPH in Europe and the United States were identified in a timely fashion, suggesting that it is underdiagnosed and hence, undertreated.14
Early diagnosis and treatment of CTEPH are essential to prevent adverse effects associated with the disease. Several factors pertaining to acute PE and underlying comorbidities have been identified that increase the risk for development of CTEPH after acute PE, specifically, having an unprovoked PE, hypothyroidism, a delay in PE diagnosis of >2 weeks, and presence of right ventricular dysfunction on computed tomography angiography (CTA) at the time of the acute PE.2 Patients with recurrent VTE also have higher odds for development of CTEPH (odds ratio: 3.2 [95% confidence interval, 1.7 to 5.9]).15 Patients with these risk factors merit further testing to exclude a diagnosis of CTEPH.
Importantly, in patients who do not complain of dyspnea and who say that they have returned to their pre-PE baseline status, further testing for CTEPH is not recommended after PE.16,17 This recommendation falls in line with the 2019 European Society of Cardiology/European Respiratory Society (ESC/ERS) guidelines, which recommend only a routine clinical evaluation in PE patients 3 to 6 months after the acute PE.18 Similarly, the National Quality Forum's consensus report on VTE care quality standards recommends clinical assessment for symptoms of CTEPH but no universal screening.19 The decision to fully evaluate a patient for CTEPH should be based on the patient reporting persistent symptoms of dyspnea after 3 months of adequate anticoagulation therapy.17
Therefore, at the time of the 3-month follow-up visit, the PCP must specifically ask the patient if she/he has persistent dyspnea or reduced exercise tolerance. If the patient has no dyspnea, no further evaluation for CTEPH is recommended, and other criteria will be used to determine if ongoing anticoagulation therapy is necessary. However, if a patient has persisting dyspnea, anticoagulation should be continued and further workup should be considered.17
Although some experts advocate screening symptomatic patients with transthoracic echocardiogram as the first study,20 patients with chronic thromboembolic disease may have normal resting pulmonary artery pressures reported on the echocardiogram report.21 The evaluation of possible CTEPH starts with ordering a V/Q scan as outlined in recent ESC/ERS guidelines and the 2018 World Symposium on Pulmonary Hypertension consensus.17,22 Compared with CTA, V/Q scanning has significantly better sensitivity (51% for CTA vs 96% to 97.4% for V/Q) with comparable specificity (99% vs 90% to 95%, respectively) for detecting CTEPH. Thus, V/Q is the preferred screening study—not CTA.23 Although V/Q scanning is the best test, it is underused as a follow-up test in patients with PE. Of the 55% of patients who had a diagnostic procedural claim post-PE, only 6% had a V/Q scan compared with 47% who had a transthoracic echocardiogram.24 A normal or “low probability for PE” V/Q scan reading excludes the diagnosis of CTEPH and chronic thromboembolic disease, whereas the presence of 1 or more “high-probability” perfusion defects (more than 2 large mismatched segmental perfusion defects) merits referral to an experienced CTEPH center for evaluation.25 At these specialized CTEPH centers, an abnormal perfusion scan is followed by pulmonary angiography and right heart catheterization to assess for pulmonary hypertension and operability.17 A formal cardiopulmonary exercise test is a sophisticated, non-invasive diagnostic test that is useful in symptomatic patients with suspected CTEPH who have normal pulmonary pressures on echocardiography.26 Among patients with dyspnea after PE, cardiopulmonary exercise testing can provide evidence of increased dead space ventilation and decreased stroke volume reserve due to persistent perfusion defects.27
Persisting leg/arm swelling or pain
Proximal DVT can lead to chronic venous obstruction or venous valvular insufficiency, which may, in turn, cause leg or arm swelling, heaviness, and edema that may not resolve within the first 3 months of anticoagulation treatment.28 This post-thrombotic syndrome may be seen in as many as 33% of patients post-DVT; the post-thrombotic syndrome is characterized by pain in the extremity involved, edema, and skin erythema and/or hyperpigmentation, with extreme cases evolving to ulcer formation in 3% of patients.29⇓–31 If there are physical examination findings of post-thrombotic syndrome after 3 months of treatment, anticoagulation should be continued until these symptoms or findings resolve to ensure that ipsilateral recurrent DVT does not develop in that limb, which would likely worsen the problem.30
Reimaging of the deep venous system after 3 to 6 months of treatment may be useful because it serves as a better reference for future ultrasound assessment(s) of the arm or leg if symptoms persist or worsen, particularly if anticoagulation treatment is discontinued. (See Ancillary Issue #4 below.) Measuring the level of D-dimer after completion of anticoagulation may also be useful, as it serves as a baseline referent if a D-dimer is subsequently measured because of new or worsening leg pain or swelling.31,32 In addition to continuing anticoagulation treatment, conservative measures, such as exercise training and the use of fitted gradient compression stockings, are modalities that may be useful in some patients to improve leg symptoms.33,34 Unfortunately, a large, randomized trial (the “SOX Trial”) showed that fitted gradient stockings do not prevent the development of post-thrombotic syndrome.28,35
Treatment Considerations
Essential Issue #2. Can Anticoagulation Therapy Be Discontinued? If Not, Address Appropriate Anticoagulant Dosing and Duration of Therapy.
Determining the appropriate duration of anticoagulation therapy for VTE is an extremely important yet challenging issue for many PCPs that frequently prompts subspecialty consultation. The decision-making process is complex because it depends on the presence or absence of a number of risk factors, including the patient's sex, race/ethnicity, the type of VTE event (PE vs DVT), and whether the index VTE event was unprovoked or provoked by either persisting or transient major/minor risk factors.7,36 If transient or persisting, major, provoking risk factors are not present, the VTE event is classified as unprovoked.
Patients with an unprovoked VTE event have a significantly higher incidence of subsequent recurrent VTE after anticoagulation treatment is stopped compared with patients with a provoked VTE event,7 irrespective of whether the initial duration of treatment is 3 months, 6 months, 1 year, or 2 years. Recommendations for anticoagulation management after the initial 3 months of treatment for the different types of VTE events (based on current definitions from the Scientific and Standardization Committee of the International Society on Thrombosis and Hemostasis of provoked vs unprovoked VTE and the European Society of Cardiology) are shown in Figure 2.36,37 Table 2 outlines the current American College of Chest Physicians guidelines for the duration of anticoagulation therapy.7
In studies of patients with a first-time unprovoked VTE event, the cumulative incidence of recurrent VTE in men is approximately 10% in the first year and 30% to 40% in 5 years after stopping anticoagulant therapy.38,39 The probability of a recurrent VTE event is 50% higher in patients with a history of 2 unprovoked VTEs.40 Men have a 1.6-fold higher probability of developing recurrent VTE compared with women.41 Simultaneously, the patient's risk of bleeding must be assessed. According to the 2016 American College of Chest Physicians Evidence-Based Clinical Practice Guidelines, patients with 2 or more risk factors for bleeding have an annual rate of bleeding during anticoagulant treatment of over 6.5%, whereas patients with just 1 risk factor have an annual rate of bleeding of 1.6%.7 Based on the expert opinion of the authors, if a patient has a net positive benefit, anticoagulation should be continued indefinitely, whereas if the risk of acute recurrent VTE is <10% in 5 years, the benefit does not outweigh the risk of bleeding.
Comprehensive multivariate analysis of predictors of recurrent VTE has shown that white women with unprovoked VTE can be stratified into a low-risk group (for recurrent VTE) or high-risk group, based, respectively, on the presence of 0 to 1 or 2 or more specific risk factors.42 This 4-component decision rule is called HERDOO2 (Hyperpigmentation, Edema, or Redness in either leg; Vidas D-dimer level ≥250 μg/L; Obesity with body mass index ≥30 kg/m2; or Older age, ≥65 years; 2 points for higher risk), which has been prospectively validated and can be applied only to white women who have a history of an unprovoked VTE.42,43 Those with a HERDOO2 score of ≤1 have a low risk of recurrent VTE and do not need indefinite anticoagulation, whereas those with a score of ≥2 have a significantly higher risk of recurrent VTE and benefit if treated with indefinite anticoagulation therapy.39 Epidemiologic studies have shown that race/ethnicity has a significant effect on the occurrence of both incident and recurrent VTE. In these studies, the only non-white group that had a significantly lower incidence of recurrent VTE that was equal to that seen in white women was African American women with unprovoked DVT (but not PE). Hispanic men and women, and African American women with PE, had a similar incidence of recurrent VTE to white men.44 Because the incidence of first-time unprovoked VTE is very low among the Asian/Pacific Islander population, insufficient data are available to analyze the incidence of recurrent VTE in this racial subgroup.45
Dosing of apixaban and rivaroxaban in VTE patients who are prescribed indefinite anticoagulation
Recent studies have compared the following strategies among patients who completed 6 to 12 months of anticoagulation treatment with a direct-acting anti-Xa drug for provoked or unprovoked VTE: (1) continued full-dose anti-Xa treatment; (2) half-dose anti-Xa treatment; and (3) discontinuation of anti-Xa treatment, or (4) use of 100 mg aspirin.46,47 Although it may be logical to think that reducing the anticoagulant dose by 50% might lead to a higher risk of recurrent DVT and a lower risk of bleeding, neither outcome was observed. There was no statistical difference in the risk of recurrent VTE for either rivaroxaban or apixaban when the full-dose treatment group was compared with the half-dose treatment group. Unfortunately, in both studies, the half-dose anti-Xa treatment group (2.5 mg apixaban twice daily and 10 mg rivaroxaban once daily) had a similar rate of major bleeding as the full-dose group, and there was no statistically significant reduction in the risk of bleeding.46,47 Continuing long-term treatment with treatment doses of dabigatran or edoxaban is another therapeutic option.
Prognosis and Patient Education
Essential Issue #3. Educate the Patient
The 3-month visit is a good time to educate patients and address their questions and concerns. The scenario that requires the least education involves patients who have had an acute provoked VTE event following exposure to a transient risk factor, such as surgery, trauma, or immobilization/bed rest because anticoagulation therapy can simply be discontinued in most of these patients.
For patients with an unprovoked clot or recurrent thromboembolism, current guidelines advocate shared decision making with the physician, who should first educate the patient and then discuss the risks versus the benefits of ongoing anticoagulation treatment. For patients to make informed decisions, they must have a full understanding of the risk of recurrent VTE and bleeding both on and off anticoagulation therapy.
Educational materials should describe, in layman's terms, each patient's long-term prognosis and the risks associated with either stopping anticoagulant treatment or continuing indefinite anticoagulation (Table 3). Specifically, patients should know: 1) the likelihood of developing another blood clot (eg, in 1 year, in 5 years) if they continue versus discontinuing anticoagulant therapy; 2) the magnitude of the long-term risk of bleeding associated with continued anticoagulant therapy; 3) the advantages, disadvantages, and costs of the available anticoagulants; 4) the radiation exposure associated with undergoing repeated CTA of the chest; and 5) the availability of a standing order for a D-dimer test, which can confirm (when the result is normal) no evidence indicating the formation of a blood clot.
Providing patients with a summary of the natural history of a blood clot frequently answers many of their concerns and may dispel misunderstandings. Information that is most important includes the natural history of a clot in the leg, the natural history of a clot in the lung, the risk of having a recurrent clot if anticoagulation is stopped, the risk of bleeding if anticoagulation is continued, the risk of death from a recurrent PE, and the risk of death due to bleeding. Some patients who develop a blood clot in 1 of their legs think that a blood clot always remains in their leg and that it can break off and go to the lung at any time. Other patients are concerned that any extended land or air travel will lead to the development of a new clot, even if indefinite anticoagulation is planned. These types of concerns should be addressed at the follow-up visit.
Patients who are prescribed indefinite treatment with a DOAC (eg, dabigatran, edoxaban, apixaban, rivaroxaban) may have less of an opportunity to receive 1-on-one education about the anticoagulant from a pharmacist or nurse48 compared with patients who are prescribed warfarin, who are usually formally educated by anticoagulation clinic nurses or pharmacists. There are four important points to stress about DOAC: (1) the patients must take the DOAC every day and not miss a single dose; (2) there is no clotting test (like the international normalized ratio [INR]) that indicates that they are on the correct dose of the drug; (3) it takes 2 to 3 days after stopping the DOAC for the blood level to drop to zero; and (4) they must go to an emergency department if they develop any signs or symptoms of bleeding.4 All patients should be aware of the potential bleeding risk while on anticoagulation therapy.
Additional Considerations
Ancillary Issue #1. Consider Testing for Thrombophilic Disorders If the Results Will Affect Future Patient Management
Although patients with common thrombophilic disorders—like factor V Leiden or the prothrombin gene mutation—have a 2 to 3 times higher lifetime risk of having a VTE, the presence or absence of 1 of these thrombophilic disorders does not affect the risk of developing a recurrent VTE event in a patient with an unprovoked VTE compared with patients without a thrombophilic disorder who also are diagnosed with an unprovoked VTE.49⇓–51 (In effect, all patients with a spontaneous unprovoked VTE should be thought of as likely having some underlying thrombophilic disorder.) It is not recommended that patients with unprovoked VTE be routinely tested for the presence of a thrombophilic disorder because it does not affect decision making, with the possible exception of testing for the presence of antiphospholipid antibodies (APS) which is appropriate in younger patients with either an unprovoked VTE or arterial thrombosis, thrombosis at an unusual site, late pregnancy loss, or any thrombosis or pregnancy morbidity in a patient with an autoimmune disease (especially SLE).52,53 Older patients and those with clear provoking reasons for VTE should not undergo testing for antiphospholipid antibodies.54
Patients who meet the clinical and laboratory criteria for APS seem to have a higher risk of developing recurrent VTE.49 Testing for the presence of APS includes testing for the presence of a lupus anticoagulant (LA). The most commonly performed test for the presence of an LA is the dilute Russell Viper Venom Time (dRVVT). Warfarin and the newer DOAC agents (ie, rivaroxaban, apixaban) interfere with the coagulation assays used for LA testing.55 Thus, testing for an LA requires the patient to be off warfarin for ≥2 weeks and off a DOAC for >5 days.
However, a diagnosis of APS can be made without testing for the presence of an LA. Diagnosis of APS requires either 1) an elevated level of anticardiolipin antibody (>40 GPL or >40 MPL units) on 2 occasions at least 3 months apart, or 2) an elevation of either β-2-glycoprotein I IgG or IgM antibody (>99th percentiles) on 2 occasions at least 3 months apart.56 Testing for an LA may be necessary, but only if 1 or both of the above tests are negative. Patients who report having a positive LA test at some time in the past (coupled with negative anticardiolipin Ab levels and β-2-glycoprotein I Ab levels) may need to be retested. Warfarin is the anticoagulant of choice for patients with APS, with the proviso that managing warfarin can be challenging if the baseline INR is prolonged by the presence of APS.57 It has been shown that point-of-care INR testing in patients with APS may also yield falsely elevated INR values, which may necessitate adjustment of the point-of-care INR values based on the corresponding chromogenic factor X levels.58,59
Ancillary Issue #2. Retrieval of an Inferior Vena Cava (IV.C) Filter
The only indication for an IV.C filter is the presence of an acute lower extremity proximal DVT coupled with a contraindication to anticoagulant therapy. The use of an IV.C filter seems to provide some degree of improved survival in patients who cannot be anticoagulated, but it does not prevent PE, and the use of a filter increases the long-term risk of developing recurrent lower extremity DVT.60 Other serious risks associated with IV.C filters have been described as well, such as device migration, embolization (detachment of device components), perforation of the IV.C, and filter fracture.61 If an IV.C filter needs to be removed, a removal request should be made to the hospital specialist or service that deploys/retrieves IV.C filters. An IV.C filter cannot be removed from some patients because of adherent clotting or for technical reasons.
Ancillary Issue #3. Is Any (Further) Work-up for Cancer Needed?
Approximately 4% to 10% of patients with unprovoked VTE have an underlying (occult) cancer.62 The types of cancers that most commonly lead to the development of VTE are biologically aggressive Stage 3 or 4 adenocarcinomas or hematologic malignancies. Because most patients who have an underlying advanced cancer are diagnosed within 3 months of being diagnosed with a VTE, pursuing a cancer work-up 3 months after diagnosis of a VTE has been made is rarely an issue.63 The decision to perform a work-up for cancer ultimately depends on the PCP's clinical suspicion of cancer.62 Routine screening for occult malignancy with a CTA scan of the abdomen and pelvis is not warranted in asymptomatic patients with unprovoked VTE. In asymptomatic patients, the PCP should only focus on ensuring that patients are up to date on age-appropriate cancer screenings recommended for all healthy adults (ie, colonoscopy, mammography, skin cancer screening, and, potentially, prostate cancer screening).62
Ancillary Issue #4. Consider reimaging the affected venous segments (upper or proximal lower extremity compression ultrasound) if the index event was a DVT, and consider obtaining a D-dimer to further prognosticate the risk of VTE recurrence
After the initial treatment period, the only sure way to know if any new recurrent DVT develops in the future is to have available an imaging study of the leg performed after the completion of anticoagulation treatment. The best evidence for a “new” DVT is the finding of an acute clot in a location where there was no clot in the past. Hence, the reimaging of the lower extremities documents the location and ultrasound characteristics of the clot at the end of the initial treatment period. In essence, it provides a new “baseline” for comparisons in the future.
D-dimer testing at the end of 3 to 6 months of anticoagulation may also be useful.60 As mentioned above, an elevated D-dimer while on anticoagulation treatment is a risk factor for recurrent VTE when applying the HERDOO2 risk stratification tool. Also, studies from Italy have shown that an elevated D-dimer level 1 and/or 2 months after discontinuation of anticoagulation therapy is a risk factor for developing recurrent DVT.64 Because a host of factors (eg, chronic liver disease, congestive heart failure, and renal insufficiency) may be associated with some elevation in the D-dimer level,65 measuring D-dimer 1 and 2 months after stopping anticoagulation will provide the PCP with an estimate of the patient's “baseline” D-dimer level, making subsequent D-dimer testing much easier to interpret.
Conclusion
Table 1 summarizes the important management decisions that must be addressed after the initial 3-month anticoagulation treatment of acute VTE. The 2 most important decisions the PCP must make are, first, to determine if symptoms of acute PE and DVT have resolved, and second, if they have resolved, to determine if the long-term risk of recurrent VTE is sufficiently high that indefinite anticoagulation treatment is indicated. Among the high-risk patients who may benefit from indefinite anticoagulation, the PCP should discuss the risks versus benefits of anticoagulation treatment to empower the patient to actively participate in the shared decision-making process.66
Notes
This article was externally peer reviewed.
Funding: The authors received funding from Bayer Corporation for editorial assistance only in the preparation of this manuscript.
Conflict of interest: The authors report no conflicts of interest.
Disclosures: TMF: Consulting for Bayer Pharmaceuticals. MK: Medical Advisory Board, Speakers Bureau for Bayer.
To see this article online, please go to: http://jabfm.org/content/34/2/409.full.
- Received for publication February 28, 2020.
- Revision received August 22, 2020.
- Accepted for publication August 27, 2020.